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NAIFA Submits Formal Comments to SEC on Fiduciary Study Individual and Joint Comments Submitted
In comments submitted today to the Securities and Exchange Commission on the issues surrounding the Commission’s forthcoming study on the standards of care governing broker-dealers and investment advisers, the National Association of Insurance and Financial Advisors said its members have a history of serving their clients “ethically and in their best interests (to) ensure a vigorous level of investor protection that rivals any new standards that may be put in place.”
NAIC Recognizes the Role of the Agent (NAIFA Blog)
We couldn't agree more. Let's hope that Washington listens.
NAIC Recognizes the Role of the Agent
We couldn't agree more. Let's hope that Washington listens.
NAIFA Members Tell the SEC How a Fiduciary Standard Would Impact Them and Their Clients
The comment period ends August 30. If you want your voice to be heard, please add your comments soon!
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