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NAIFA Submits Formal Comments to SEC on Fiduciary Study Individual and Joint Comments Submitted

In comments submitted today to the Securities and Exchange Commission on the issues surrounding the Commission’s forthcoming study on the standards of care governing broker-dealers and investment advisers, the National Association of Insurance and Financial Advisors said its members have a history of serving their clients “ethically and in their best interests (to) ensure a vigorous level of investor protection that rivals any new standards that may be put in place.”


NAIC Recognizes the Role of the Agent (NAIFA Blog)

We couldn't agree more. Let's hope that Washington listens.


NAIC Recognizes the Role of the Agent

We couldn't agree more. Let's hope that Washington listens.



NAIFA Members Tell the SEC How a Fiduciary Standard Would Impact Them and Their Clients

The comment period ends August 30. If you want your voice to be heard, please add your comments soon!



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Securities Training

NAIFA-Florida is partnered with Kaplan Financial, a unit of Kaplan, Inc., and a leading provider of insurance education and securities training. Through this partnership, NAIFA-Florida members are eligible for a 10% discount on fees to purchase top-notch certification programs for securities, insurance, and financial services professionals.

Kaplan Financial also offers discounted fees to NAIFA-Florida members for online PACE credit for CLU and ChFC designations, and self-study for securities licensing and compliance.

Click the link below to enter Kaplan Financial's site (the first time you visit the site, you will need to obtain a username and password by clicking the "Register here" link beneath the login area):

NAIFA-FL Kaplan Financial