NAIFA News
NAIFA Backs FINRA Examination of SEC-Registered Investment Advisers
NAIFA believes the most efficient, cost-effective answer is to authorize FINRA to conduct all RIA exams. FINRA is already subject to SEC oversight, and it would be easier for FINRA to expand its current, substantial examination capabilities to cover RIAs than it would be to establish new SROs or significantly increase SEC exam programs.
New "Ask an Attorney" podcast on "Pay to Play" Questions (Members only)
New "Ask an Attorney" podcast on "Pay to Play" Questions (Members only)
NAIFA survey examines investor attitudes, post Dodd-Frank
Financial crisis prompts investors to seek more products with risk-protection components
Advisor Today Recognizes "Four Under 40"
A common theme emerges in the profiles of the rising stars featured in this article. They love what they do for a living, they work hard and they always put their clients' interests ahead of their own.
Get Discounts on Annette Bau's "Successful Business Owners and Affluent Women" Programs
Million Dollar Marketing System and Grow Your Business Working with Affluent Women
Basketball's Lamar Odom to Serve as Spokesperson for Life Insurance Awareness Month
Odom Will Share How Life Insurance Benefited His Family
Now Available to NAIFA Members: AmeriCard - The New Dental, Vision and Prescription Discount Program
Sign Up and Save big on your dental, vision and prescription needs
NAIFA-backed Bills Would Expand HSAs and FSAs
NAIFA-backed legislation that would expand health savings accounts (HSAs) and flexible spending accounts (FSAs) was introduced in the both the House and Senate. Senator Orrin Hatch (R-UT) authored the Senate bill, S.1098. Representative Erik Paulsen (R-MN) offered the House bill, H.R. 2010.
