NAIFA believes the most efficient, cost-effective answer is to authorize FINRA to conduct all RIA exams. FINRA is already subject to SEC oversight, and it would be easier for FINRA to expand its current, substantial examination capabilities to cover RIAs than it would be to establish new SROs or significantly increase SEC exam programs.
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NAIFA-backed legislation that would expand health savings accounts (HSAs) and flexible spending accounts (FSAs) was introduced in the both the House and Senate. Senator Orrin Hatch (R-UT) authored the Senate bill, S.1098. Representative Erik Paulsen (R-MN) offered the House bill, H.R. 2010.